Powered by MOMENTUM MEDIA
Broker Daily logo

Regulation

Submissions open under new ASIC inquiry
4 November 2022
Submissions open under new ASIC inquiry

A new inquiry has been commissioned by the Senate into the Australian Securities and Investments Commission (ASIC) and its ability to investigate misconduct allegations.

New COBA code to protect vulnerable customers introduced
2 November 2022
New COBA code to protect vulnerable customers introduced

The Customer Owned Banking Association has introduced a new Code of Practice to increase protection for vulnerable customers.

ASIC under fire for ‘failing to meet its obligations’
1 November 2022
ASIC under fire for ‘failing to meet its obligations’

A new inquiry has been commissioned by the Senate into the Australian Securities and Investments Commission.

New APRA chair confirmed
28 October 2022
New APRA chair confirmed

The Treasurer has announced who will take over from Wayne Byres as chair of the Australian Prudential Regulation Authority.

‘Combat complaints’: 3 broker tips!
4 October 2022
‘Combat complaints’: 3 broker tips!

Connective Group’s top three tips can help protect brokers from borrower complaints during rising-rate uncertainty.

Government and banks respond to Optus data breach
28 September 2022
Government and banks respond to Optus data breach

Federal Treasurer Jim Chalmers and the Australian Banking Association have responded to the Optus data breach that saw millions of Australians have their personal information stolen.

Momentum Markets expands financial services footprint
21 September 2022
Momentum Markets expands financial services footprint

Momentum Markets, publisher of Mortgage Business on Wednesday (21 September) confirmed it has acquired leading financial media platforms Money Management and Super Review, plus all ...

ACCC approves D&D acquisition of Link
9 September 2022
ACCC approves D&D acquisition of Link

The Australian Competition and Consumer Commission will not oppose the proposed acquisition of Link Administration Holdings by Dye & Durham Corporation.

Perth Mint to be examined over AML/CTF ‘compliance concerns’
2 September 2022
Perth Mint to be examined over AML/CTF ‘compliance concerns’

AUSTRAC has called in auditors to assess Perth Mint’s compliance with counterterrorism and anti-money laundering laws after flagging “concerns”.

Westpac’s liquidity add-on dropped by APRA
2 September 2022
Westpac’s liquidity add-on dropped by APRA

The Australian Prudential Regulation Authority (APRA) has announced its removal of a liquidity add-on imposed on Westpac.