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Regulation

21 December 2016

The Australian Securities and Investments Commission has released class waivers to allow eligible fintech businesses to test certain services without holding an Australian financial services ...

16 December 2016

Financial services companies will need to respond to the changing regulatory environment in an “agile way” as 2017 looks to be a year of embedding reforms and intensifying supervision.

9 December 2016

Artificial intelligence and biometric functionality will soon be part of the toolkits of global regulators, predicts law firm Herbert Smith Freehills.

30 November 2016

The corporate regulator has revealed to a parliamentary inquiry it has asked the major banks for an audit of their cross-selling practices.

28 November 2016

A former CBA executive believes regulators should not muscle in on the SMSF space and trustees should be free to make mistakes with their retirement savings.

18 November 2016

New analysis from the Australian Prudential Regulation Authority has revealed that regulatory capital rules give the four major banks a 14-basis point advantage over their smaller ...

17 November 2016

A former financial adviser, who was permanently banned by ASIC earlier this year, has been sentenced to seven years imprisonment on fraud charges.

14 November 2016

One of Australia’s leading economists says renewed optimism about Donald Trump’s fiscal stimulus plans could see the local cash rate begin to rise as early as 2018.

10 November 2016

The prudential regulator may soon inform lenders that they are not allowed to lend to SMSFs that fail to meet certain benchmark requirements with their fund’s balance, one SMSF specialist ...

2 November 2016

A senior economist has predicted that APRA is likely to add further directives on banks’ lending standards to help cool Sydney and Melbourne’s property markets “before they get totally out ...