Regulation

An ASIC review of due diligence during the IPO process has uncovered prospectuses with “defective” levels of disclosure, ‘box-ticking’ approaches and superficial oversight at board level

A former loan writer has pleaded guilty to multiple charges of mortgage fraud involving three of the major banks.

Four mortgage broking firms have been forced to change their home loan advertising that targets Chinese-speaking home buyers following an ASIC review.

The financial services sector has seen a rapid increase in the adoption of robot technology, with advancements in cognitive computing, robotics and ‘smart machines’ transforming and ...

A former Sydney finance broker has been sentenced to a one-year intensive correction order in the NSW Local Court after pleading guilty to three counts of loan fraud.

The future regulation of financial services will depend less on “black letter law” and more on the vocal demands of a digitally switched-on public, says ASIC chairman Greg Medcraft.

ASIC has released a report that concludes the ASX has met its statutory obligations for listing standards.

Digital technology has increased interconnectedness and bridged the urban-rural divide – and one of the biggest sectors to benefit from this change is the financial industry.

Treasury has released its proposed levies for ASIC and APRA for the 2016-17 financial year, with the levy for the corporate regulator set to increase by 150 per cent.

We have all heard the saying that you should not think of retirement as retiring from work, but rather as retiring to something better.